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Listed below are topics that may be of interest to an for an advanced
investor.
ETF's BASED ON OLD AND NEW INDICES:
Traditional Index ETF: S&P
500 Spider
QuasiTraditional Index ETF: Rydex
S&P Equal Weight
Untraditional Index ETF: FTSE
RAFI 1000, Wisdom
Tree
ASSET ALLOCATION
Tactical Asset allocation: Cambria
Investments
David Swensen (Yale
endowment) recommended portfolio
Merriman's FundAdvice.com
Portfolios
EXCHANGE-TRADED NOTES (ETN)
iPath
Exchange Traded Notes (ETNs) are
in essence, a bond issued by Barclays Bank PLC, one of the world's
biggest financial institutions. ETNs are not equities or index funds,
they trade on an exchange, can be shorted and are linked to the return
of a benchmark index (and track it better than an ETF). They are
low-cost and offer a tax-efficient means to invest, since they do make
taxable distributions. The downside is investors could suffer if
Barclays ability to pay the bonds ever came into question.
SECONDARY MARKETS
Check out Secondmarket.com for
trading illiquid, restricted and alternative investments.
ALTERNATE STRATEGIES
-
Hedge Fund strategies:
Long-short equity funds
Event-driven funds
Global macro funds
Arbitrage funds
-
Alternate Strategy Funds/ETF's:
Hussman Strategic Growth (HSGFX)
Alpha Hedged Strategies (ALPHX)
Penn Ave Event-Driven (PAEDX)
Diversified Alternatives Trust (ALT)
IQ Hedge Multi-Strategy Tracker (QAI)
IQ Hedge Macro Tracker (MCRO)
-
Arbitrage Funds:
Merger Fund (MERFX)
Arbitrage Fund (ARBFX)
-
How to build your own hedge fund (Business
Week)
Also check out Hedgeable.com
ALTERNATE ASSET CLASSES
-
Commodities:
US Global Resources Fund (PSPFX)
Powershares DB Agriculture (DBA)
Powershares DB Base Metals (DBB)
Powershares DB Commodity Index (DBC)
iShares S&P GSCI Trust (GSG)
Note: Please read this Bloomberg
article on Commodity ETF's.
-
Private Equity:
PowerShares Listed Private Equity Portfolio (PSP)
-
Volatility
iPath S&P VIX Mid-Term Futures ETN (VXZ)
-
Managed Futures:
Rydex Managed Futures fund (RYMFX)
-
Currencies:
CurrencyShares Euro (FXE)
CurrencyShares Swiss Franc (FXF)
WisdomTree Dreyfus Chinese Yuan Fund (CYB)
and others.
Also, currency trading at fxcm.com
FUND MANAGER INVESTMENT PROCESS
MARKET COMMENTARIES/ARTICLES/RESEARCH
FUND MANAGERS STOCK PICKS
INDIVIDUAL INVESTOR'S PORTFOLIOS
STOCK VALUATION/RISK MANAGEMENT
ACTIVE ETF's
FUND OF FUNDS/ETF's
US MARKETS: VANGUARD ETF's for
Capitalization, Style
-
Large Cap Growth: MGK
-
Large Cap Value: MGV
-
Mid Cap Growth: VOT
-
Mid Cap Value: VOE
-
Small Cap Growth: VBK
-
Small Cap Value: VBR
GREEN AND ALTERNATE ENERGY FUNDS/ETF's
- Green Century Equity Fund (GCEQX)
- New Alternatives Fund (NALFX)
- Portfolio 21 (PORTX)
- Powershares WilderHill Clean
Energy Portfolio (PBW)
- Powershares Cleantech (PZD)
- Powershares Water Resource (PHO)
- Market Vectors Environmental Services
(EVX)
- Sierra Club Stock Fund (SCFSX)
- Winslow Green Growth Fund (WGGFX)
- Market Vectors Global Alternative
Energy ETF (GEX)
LARGE/MEGA CAP FUNDS/ETF's
- Bridgeway Blue Chip 35 Index (BRLIX)
- Diamond ETF (DLA)
- Rydex Russell Top 50 (XLG)
- Powershares Dynamic large Cap
Portfolio (PJF)
INFLATION PROTECTED FUNDS/ETF's
DIVIDEND FUNDS/ETF's
- Vanguard Dividend Appreciation (VIG)
- Alpine Dynamic Dividend Fund (ADVDX)
- SPDR Dividend ETF (SDY)
- Wisdomtree Total Dividend (DTD)
PREFERRED STOCK FUNDS/ETF's
- iShares S&P US Preferred Stock
Index Fund (PFF)
- PowerShares Preferred Portfolio (PGX)
- Nuveen Preferred Securities Fund A
(NPSAX)
CONVERTIBLE BOND FUNDS/ETF's
- Vanguard Convertible Securities (VCVSX)
- Fidelity Convertible Securities (FCVSX)
INFRASTRUCTURE FUNDS/ETF's
- iShares S&P Global Infrastructure
(IGF)
- Macquarie Global Infrastructure (MGU)
SECTOR FUNDS/ETF's
- SPDR Oil and Gas Exploration and
Production (XOP)
- Rydex S&P Equal Weight Technology
(RYT)
- Rydex S&P Equal Weight Healthcare
(RYH)
- SPDR DJ Wilshire Global Real Estate
(RWO)
- Proshares Ultra Financials (UYG)
- SPDR S&P Biotech Index (XBI)
- SPDR Gold shares (GLD)
SHORT AND LEVERAGED ETF's
See funds from Proshares, Rydex and Direxion
- Proshares Short S&P 500 (SH)
- Rydex 2X S&P 500 (RSU)
- Rydex Inverse 2X S&P 500 (RSW)
- Proshares UltraShort 20+ Year
Treasury (TBT)
INCOME AND BOND FUNDS/ETF's
- iShares S&P National Municipal
Bond (MUB)
- Powershares Emerging Markets Sovereign
Debt (PCY)
- Vanguard Intermediate-Term Investment
Grade Fund (VFICX)
- Vanguard Short-term Investment
Grade Bond Fund (VFSTX)
- iShares iBoxx $ Investment Grade
Corporate Bond (LQD)
- Fidelity Floating-Rate High Income
Fund (FFRHX)
COMMODITY/NATURAL RESOURCES FUNDS/ETF's
- iShares S&P NA Natural
Resources Index (IGE)
- PIMCO Commodity Real Return Str
Fund (PCRDX)
See others at RegisteredRep
MASTER LIMITED PARTNERSHIP (MLP)
Funds/ETF's/ETN's
- Funds: MLPDX, MLPAX, MLPFX
- ETF: AMLP
- ETN: AMJ, MLPI, MLPN
REIT ETF's
- Vanguard REIT Index ETF (VNQ)
- iShares Dow Jones U.S. Real Estate
Index Fund (IYR)
EMERGING MARKETS DEBT
- Powershares Emerging Markets
Sovereign Debt ETF (PCY)
- Fidelity New Markets Income Fund (FNMIX)
ALTERNATIVE INVESTMENT/LONG SHORT
FUNDS
- Hussman Strategic Growth (HSGFX)
- Arbitrage Fund (ARBFX)
- Rydex/SGI Managed Futures Strategy
Fund (RYMFX) Info
- Caldwell and Orkin Market
Opportunity Fund (COAGX)
- AQR Managed Futures Strategy fund
(AQMIX)
- Natixis ASG Global Alternatives (GAFAX)
- IQ Alpha Hedge Strategy (IQHOX)
- AMOMX, ASMOX, AIMOX, ADANX
- Marketfield Fund (MFLDX)
- TFS Market Neutral (TFSMX)
FRONTIER MARKETS
ETF's BASED ON FUNDAMENTAL INDICES
RETIREMENT INCOME FUNDS
Fidelity and Vanguard have different
approaches.
-
Income Replacement funds from Fidelity.
Choose a fund based on the number of years you want to receive
income.
Payment size is not guaranteed.
-
Vanguard Managed Payout.
Choose payout that is a) not expected b) keeps pace or c) exceeds
inflation - designed to provide retirees with current income without
consuming capital, so portfolios can grow.
-
Others are Russell
Retirement distribution, Schwab monthly income
Check load and expenses of the
funds above before investing.
INTERESTING FUND/ETF CATEGORIES
-
Target-Date ETF's from TDAX
Independence and ishares combine the benefits of ETF's and target-date
portfolios.
-
Bond Funds/ ETF's
iShares S&P National Municipal Bond (MUB)
Powershares Emerging Markets Sovereign Debt (PCY)
-
Maturity-date municipal bond
ETF's (read article)
-
Currency ETF's such as
Powershares DB US Dollar Index Bearish Fund (UDN).
OTHER INTERESTING ARTICLES
- Article
article on Sovereign Wealth Funds
- Article
on After-tax Asset allocation
- Article
on including the clients career in asset allocation
- Article
on Investing costs
- Article
on Decoupling 2.0

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